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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
RI RA APPROVED 2021-01-25
  • TX RA
    APPROVED
    Since 2021-02-12
  • RI RA
    APPROVED
    Since 2021-01-25

Branch Locations

400 Broadway St Preferred Investment Sales, Chico, CA 95928 • United States

3400 Pawtucket Ave Preferred Investment Sales, Riverside, RI 02916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 04/2020 Present
Pro Tool & Supply Cranston RI 02/2019 11/2019
Pro Tool & Supply Brockton MA 11/2019 04/2020
Sherwin-Williams Warwick RI 10/2009 02/2019
Bank Of America, N.A. Lincoln RI 10/2022 Present
  • 04/2020 → Present
    Lincoln, RI
  • 02/2019 → 11/2019
    Pro Tool & Supply
    Cranston, RI
  • 11/2019 → 04/2020
    Pro Tool & Supply
    Brockton, MA
  • 10/2009 → 02/2019
    Sherwin-Williams
    Warwick, RI
  • 10/2022 → Present
    Bank Of America, N.A.
    Lincoln, RI
Other Businesses

I*4525302, Entity Type: , Name of OBA: Rental Property 1, Address: Athol, Massachusetts, 01331, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 06/01/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-22
  • S66 Uniform Combined State Law Examination
    2021-01-22
Other Names
  • Ryan Matthew Commo

View on SEC IAPD

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