Best Investors
Account
Sign in
Best Investors
Account
Sign in
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-23 |
| CO | RA | APPROVED | 2022-01-10 |
Branch Locations
524 30 Rd. Ste. 2, Grand Junction, CO 81504 • United States
300 Stafford Lane, Ste. 30212, Delta, CO 81416 • United States
Austin, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2020 | 01/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2020 | Present |
| Bank Of Colorado | Montrose | CO | 10/2016 | 03/2020 |
| Harvest Capital Company | Canby | OR | 09/2014 | 10/2016 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 01/2022 | Present |
1)ROTH FAMILY WEALTH MANAGEMENT, LLC, 300 N Stafford Lane, Suite 30212, Delta CO 81416, United States, 05/01/2021, Vice President, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING 2) ROTH FAMILY WEALTH MANAGEMENT, LLC, 1810 LOCUST RD, MONTROSE, CO, 11/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HRS/MO, HRS/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) DEACON AT VICTORY BAPTIST CHURCH FOR 2025, 2890 N Townsend Ave, Montroser CO 81401, 01/2025, DEACON, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING. 5) TRUSTEE FOR VICTORY BAPTIST CHURCH, 2890 N Townsend Ave, Montrose CO 81401, 01/2025, BOARD TRUSTEE, ADMIN, INV REL, 8 HR/MO - 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-19 |
| S65 | Uniform Investment Adviser Law Examination | 2022-01-05 |
Reach out to this advisor