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Cody N Smith

Edward Jones

Rehoboth Beach, DE

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2020-06-22
  • DE RA
    APPROVED
    Since 2020-06-22

Branch Locations

37395 Oyster House Rd, Rehoboth Beach, DE 19971-8029 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2020 Present
Cape Henlopen School District Lewes DE 08/2011 04/2020
Nalu Surf Bar Dewey Beach DE 06/2019 09/2019
Rusty Rudder Dewey Beach DE 05/2012 09/2018
University Of Delaware New Castle DE 09/2010 12/2016
  • 04/2020 → Present
    Edward Jones
    St Louis, MO
  • 08/2011 → 04/2020
    Cape Henlopen School District
    Lewes, DE
  • 06/2019 → 09/2019
    Nalu Surf Bar
    Dewey Beach, DE
  • 05/2012 → 09/2018
    Rusty Rudder
    Dewey Beach, DE
  • 09/2010 → 12/2016
    University Of Delaware
    New Castle, DE
Other Businesses

AirBnB Type of business: Rental Property Rehoboth Beach, DE Start date: 2/28/2020 Owner of Property/AirBnB Host Hours per week: 2 Hours during trading: 2 My wife and I own rental a property, which we rent out on Airbnb. She will take over the majority of the duties/responsibilities. I may assist her during non-working hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-20
  • S66 Uniform Combined State Law Examination
    2020-06-20
Designations
Other Names
  • Cody Neal Smith

View on SEC IAPD

Other Firms

BRYN MAWR TRUST ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
MAI CAPITAL ADVISOR

Other Investors

SARA L LAWSON
QUIAUNNA ELIZABETH POWELL
JACQUELYN KERRY BLUE
STEVEN ZACHARY DUNN
MARK ERIC ENGBERG
Stephanie P. Brown
Andrew R Brown
Christopher David Argo

Other Offices

BRYN MAWR TRUST ADVISORS, LLC · Rehoboth Beach, DE
CHARLES SCHWAB & CO., INC. · Rehoboth Beach, DE
MORGAN STANLEY · Rehoboth Beach, DE
J.P. MORGAN SECURITIES LLC · Rehoboth Beach, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REHOBOTH BEACH, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Rehoboth Beach, DE
AMERIPRISE FINANCIAL SERVICES, LLC · REHOBOTH BEACH, DE
MAI CAPITAL ADVISOR · REHOBOTH BEACH, DE

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