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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-10
TX RA APPROVED_RES 2026-01-28
NC RA APPROVED 2020-12-18
  • NJ RA
    APPROVED
    Since 2026-08-10
  • TX RA
    APPROVED_RES
    Since 2026-01-28
  • NC RA
    APPROVED
    Since 2020-12-18

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Charlotte NC 09/2017 04/2020
Medi Weightloss Clinics Charlotte NC 11/2015 09/2017
Ubs Weehawken NJ 04/2020 Present
  • 09/2017 → 04/2020
    Bankers Life
    Charlotte, NC
  • 11/2015 → 09/2017
    Medi Weightloss Clinics
    Charlotte, NC
  • 04/2020 → Present
    Ubs
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-17
  • S66 Uniform Combined State Law Examination
    2020-12-17
Other Names
  • Evan Gould

View on SEC IAPD

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