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Nicholas C Etherington

Taylor Derrick Capital, L.L.C.

Salt Lake City, UT

CRD 7244534

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Employer firm

Taylor Derrick Capital, L.l.c. CRD 158016

$911M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Taylor Derrick Capital, L.L.C.

404 North 300 West, Salt Lake City, UT 84103 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-22
UT RA APPROVED 2025-01-21
  • NV RA
    APPROVED
    Since 2025-01-22
  • UT RA
    APPROVED
    Since 2025-01-21

Branch Locations

404 North 300 West, Salt Lake City, UT 84103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taylor Derrick Capital, Llc Salt Lake City UT 11/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-17
  • S65 Uniform Investment Adviser Law Examination
    2025-01-17

View on SEC IAPD

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