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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-02 |
Branch Locations
16100 N 71St Street Suite 190, Scottsdale, AZ 85254 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 03/2020 | 04/2021 |
| Pantheon Global Holdings, Llc. | Scottsdale | AZ | 02/2018 | 03/2020 |
| University Of Southern California | Los Angeles | CA | 07/2015 | 05/2017 |
| Unemployed | Santa Monica | CA | 07/2017 | 01/2018 |
| Bank Of America N.A. | Scottsdale | AZ | 06/2020 | 04/2021 |
| Sonora Investment Management Llc | Phoenix | AZ | 04/2021 | 10/2021 |
| Sonora Investment Management Group, Llc | Tucson | AZ | 10/2021 | Present |
| Focus Partners Wealth, Llc | Boston | MA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
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