Arthur Austin Updike

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 7242646

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-09-10

CO RA
APPROVED

Since 2020-09-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Empower Retirement	Greenwood Village	CO	03/2020	Present
Charcoal Bistro	Denver	CO	10/2016	03/2020
Swingers Indoor Gold And Sports Lounge	Lone Tree	CO	04/2015	10/2016

03/2020 → Present

Empower Retirement

Greenwood Village, CO
10/2016 → 03/2020

Charcoal Bistro

Denver, CO
04/2015 → 10/2016

Swingers Indoor Gold And Sports Lounge

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-06

S66 Uniform Combined State Law Examination

2020-08-06

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC

MARSHALL INVESTMENT MANAGEMENT, LLC

AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE

JOHN MICHAEL DODDS

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO

MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO

AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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