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Kendall M Pomeroy

Morgan Stanley

Westborough, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-08
CT RA APPROVED 2021-09-28
  • TX RA
    APPROVED
    Since 2021-12-08
  • CT RA
    APPROVED
    Since 2021-09-28

Branch Locations

1 Technology Drive, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Baseball Complex Northboro MA 07/2019 03/2020
University Of Massachusetts Lowell Lowell MA 09/2015 06/2019
Ups Shrewsbury MA 12/2019 01/2020
Creedon And Co Worcester MA 09/2019 10/2019
New England Ruffnecks Baseball Northboro MA 08/2019 10/2019
Fidelity Investments Smithfield RI 03/2020 08/2021
Morgan Stanley Westborough MA 08/2021 Present
Morgan Stanley Private Bank, N.A New York NY 09/2021 Present
  • 07/2019 → 03/2020
    New England Baseball Complex
    Northboro, MA
  • 09/2015 → 06/2019
    University Of Massachusetts Lowell
    Lowell, MA
  • 12/2019 → 01/2020
    Ups
    Shrewsbury, MA
  • 09/2019 → 10/2019
    Creedon And Co
    Worcester, MA
  • 08/2019 → 10/2019
    New England Ruffnecks Baseball
    Northboro, MA
  • 03/2020 → 08/2021
    Fidelity Investments
    Smithfield, RI
  • 08/2021 → Present
    Morgan Stanley
    Westborough, MA
  • 09/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
S63 Uniform Securities Agent State Law Examination 2020-06-24
  • S66 Uniform Combined State Law Examination
    2021-09-28
  • S63 Uniform Securities Agent State Law Examination
    2020-06-24
Other Names
  • Kendall M Pomeroy
  • Kendall Pomeroy

View on SEC IAPD

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Other Offices

GRIMES & COMPANY · WESTBOROUGH, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
CADENCE WEALTH MANAGEMENT LLC · WESTBOROUGH, MA

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