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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-10 |
| WA | RA | APPROVED | 2020-08-28 |
Branch Locations
One Fifth Street Suite 300, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Wenatchee | WA | 03/2020 | Present |
| Oneonta Trading Corporation | Wenatchee | WA | 08/2018 | 03/2020 |
| Chelan Fresh Marketing | Chelan | WA | 05/2013 | 08/2018 |
1. Cashmere Youth Soccer; PO Box 52, Cashmere, WA 98815; Organizes youth recreational soccer league; President; Regularly schedule board meetings, facilitate roster and registration for teams; 09/12/2019; 2 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Chelan-Douglas County CASA - Guardian ad Litem; 15 hrs/month (none during trading hours); stared 11/01/2018 3. North Central WA Estate Planning Council; PO Box 881, Wenatchee, WA 98801; Membership organization for professionals engaged in estate planning; Board Member; Attend meetings and help coordinate speakers for meeting programs; 06/20/2022; 10 Hours per Year; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-27 |
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