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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-05
KS RA APPROVED 2020-07-09
  • TX RA
    APPROVED
    Since 2021-03-05
  • KS RA
    APPROVED
    Since 2020-07-09

Branch Locations

8621 E 21St St N Ste 130, Wichita, KS 67206 • United States

Wichita, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wichita KS 06/2020 Present
Sedgwick County Zoo Wichita KS 02/2015 08/2017
Kansas State University Housing And Dining Services Manhattan KS 08/2017 05/2018
Kansas State University Career Center Manhattan KS 03/2018 05/2020
Meritrust Credit Union Wichita KS 06/2018 08/2018
Homegrown Wichita KS 05/2018 08/2018
Mariner Wealth Advisors Overland Park KS 05/2019 08/2019
Powercat Financial Manhattan KS 08/2019 05/2020
Maize High School Maize KS 08/2013 05/2017
  • 06/2020 → Present
    Wichita, KS
  • 02/2015 → 08/2017
    Sedgwick County Zoo
    Wichita, KS
  • 08/2017 → 05/2018
    Kansas State University Housing And Dining Services
    Manhattan, KS
  • 03/2018 → 05/2020
    Kansas State University Career Center
    Manhattan, KS
  • 06/2018 → 08/2018
    Meritrust Credit Union
    Wichita, KS
  • 05/2018 → 08/2018
    Homegrown
    Wichita, KS
  • 05/2019 → 08/2019
    Mariner Wealth Advisors
    Overland Park, KS
  • 08/2019 → 05/2020
    Powercat Financial
    Manhattan, KS
  • 08/2013 → 05/2017
    Maize High School
    Maize, KS
Other Businesses

Board of Directors; Wichita Alpha Delta Pi Alumnae Association; Treasurer; 1386 Ponce de Leon Avenue NE, , Atlanta, GA, 30306; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 0 during trading hours / Financial Planning Association of Kansas; Advisor; 1290 Broadway Suite 1625, , Denver, CO, 80203; Not Investment-Related; 11/19/2021; 1 to 9 hours per month; 1 to 9 during trading hours / EWI of Wichita; Vice President; 1288 Summit Ave Ste 107, , Oconomowoc, WI, 53066; Not Investment-Related; 09/07/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Sagecamp LLC; Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice; Manage advisory business; 8621 E 21st Ste 130, , Wichita, KS, 67206; Investment-Related; 06/22/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-01-04
S65 Uniform Investment Adviser Law Examination 2019-10-10
  • S63 Uniform Securities Agent State Law Examination
    2021-01-04
  • S65 Uniform Investment Adviser Law Examination
    2019-10-10
Other Names
  • Emma Hauser
  • Emma Nicole Hahn

View on SEC IAPD

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