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Allison Bequel Cogburn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
OH RA APPROVED 2023-05-09
  • TX RA
    APPROVED
    Since 2023-05-10
  • OH RA
    APPROVED
    Since 2023-05-09

Branch Locations

7796 Montgomery Rd, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miamisburg OH 03/2020 Present
Us Bank Mason OH 04/2018 03/2020
Boaz Co Of Ohio South Lebanon OH 04/2017 04/2018
Pnc Bank Cincinnati OH 10/2015 04/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-05
  • S66 Uniform Combined State Law Examination
    2023-05-05
Other Names
  • Allison Bequel Peyton
  • Allison Bequel Anzer
  • Allison Peyton
  • Allison Anzer
  • Allison Cogburn

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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