Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
NY RA APPROVED 2021-04-19
CT RA APPROVED 2020-11-27
  • TX RA
    APPROVED
    Since 2021-10-06
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2020-11-27

Branch Locations

449 Route 146, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clifton Park NY 03/2020 Present
Douglas Elliman Real Estate East Hampton NY 06/2016 12/2019
Accel Capital New York NY 08/2018 04/2019
Morton's The Steakhouse Saratoga Springs NY 05/2019 03/2020
Food & Co. East Hampton NY 05/2018 08/2018
Food & Co. East Hampton NY 05/2017 09/2017
State University Of New York College At Plattsburgh Plattsburgh NY 08/2012 12/2016
Bank Of America, N.A. Clifton Park NY 05/2020 Present
  • 03/2020 → Present
    Clifton Park, NY
  • 06/2016 → 12/2019
    Douglas Elliman Real Estate
    East Hampton, NY
  • 08/2018 → 04/2019
    Accel Capital
    New York, NY
  • 05/2019 → 03/2020
    Morton's The Steakhouse
    Saratoga Springs, NY
  • 05/2018 → 08/2018
    Food & Co.
    East Hampton, NY
  • 05/2017 → 09/2017
    Food & Co.
    East Hampton, NY
  • 08/2012 → 12/2016
    State University Of New York College At Plattsburgh
    Plattsburgh, NY
  • 05/2020 → Present
    Bank Of America, N.A.
    Clifton Park, NY
Other Businesses

For profit or not for profit: For Profit Name of outside business organization: Saratoga Harness Racing Investment related: No Address of business: Saratoga Springs, NY Position, title, association: Server/Bartender at The Morton's Steakhouse Start date of relationship: 5/28/2019 Number of hours devoted: 24 hrs/week Number of hours devoted during trading hours: 0hrs Duties: Ensuring customer satisfaction with thorough knowledge of menu offerings, gourmet food, and wine pairings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2020-11-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clifton Park, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor