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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
IL RA APPROVED 2021-07-12
WI RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-07-31
  • IL RA
    APPROVED
    Since 2021-07-12
  • WI RA
    APPROVED
    Since 2021-01-05

Branch Locations

973 Featherstone Rd, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison WI 03/2020 Present
Brown's Shoe Fit Co. Freeport IL 08/2014 01/2017
Emmi Roth Usa Monroe And Platteville WI 02/2017 05/2019
Compeer Financial Oregon IL 05/2019 08/2019
Sherwin Williams Freeport IL 09/2019 03/2020
Highland Community College Freeport IL 08/2015 05/2017
University Of Wisconsin Platteville Platteville WI 09/2017 08/2019
Bank Of America N.A. Madison WI 06/2020 Present
  • 03/2020 → Present
    Madison, WI
  • 08/2014 → 01/2017
    Brown's Shoe Fit Co.
    Freeport, IL
  • 02/2017 → 05/2019
    Emmi Roth Usa
    Monroe And Platteville, WI
  • 05/2019 → 08/2019
    Compeer Financial
    Oregon, IL
  • 09/2019 → 03/2020
    Sherwin Williams
    Freeport, IL
  • 08/2015 → 05/2017
    Highland Community College
    Freeport, IL
  • 09/2017 → 08/2019
    University Of Wisconsin Platteville
    Platteville, WI
  • 06/2020 → Present
    Bank Of America N.A.
    Madison, WI
Other Businesses

I*2227276, Entity Type: Not for profit, Name of OBA: Rockford Area SHRM, Address: Loves Park, IL 61132 Investment Related: N, Position, Title, Association: member, Employee State Date: 02/28/2025, No Hours: 2 monthly , No Hours during Trading: 2 monthly, Duties: Networking group for individuals involved in Human ResourcesI*2227366, Entity Type Not for profit, Name of OBA: Greater Freeport Partnership Address: Freeport, IL 61032 Investment Related: No Position, Title, Association: member Employee Start Date: 02/21/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: Chamber of commerce like group. Networking. I*3582268 Entity Type: Entity Charitable Name of OBA: Friends Forever Humane Society Address: Freeport, Illinois, 61032 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/16/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: It's a humane society. They take in and care for dogs and cats. Board member. No specific title or appointed position.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
  • S66 Uniform Combined State Law Examination
    2020-12-30

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