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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-31 |
| IL | RA | APPROVED | 2021-07-12 |
| WI | RA | APPROVED | 2021-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Madison | WI | 03/2020 | Present |
| Brown's Shoe Fit Co. | Freeport | IL | 08/2014 | 01/2017 |
| Emmi Roth Usa | Monroe And Platteville | WI | 02/2017 | 05/2019 |
| Compeer Financial | Oregon | IL | 05/2019 | 08/2019 |
| Sherwin Williams | Freeport | IL | 09/2019 | 03/2020 |
| Highland Community College | Freeport | IL | 08/2015 | 05/2017 |
| University Of Wisconsin Platteville | Platteville | WI | 09/2017 | 08/2019 |
| Bank Of America N.A. | Madison | WI | 06/2020 | Present |
I*2227276, Entity Type: Not for profit, Name of OBA: Rockford Area SHRM, Address: Loves Park, IL 61132 Investment Related: N, Position, Title, Association: member, Employee State Date: 02/28/2025, No Hours: 2 monthly , No Hours during Trading: 2 monthly, Duties: Networking group for individuals involved in Human ResourcesI*2227366, Entity Type Not for profit, Name of OBA: Greater Freeport Partnership Address: Freeport, IL 61032 Investment Related: No Position, Title, Association: member Employee Start Date: 02/21/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: Chamber of commerce like group. Networking. I*3582268 Entity Type: Entity Charitable Name of OBA: Friends Forever Humane Society Address: Freeport, Illinois, 61032 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/16/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: It's a humane society. They take in and care for dogs and cats. Board member. No specific title or appointed position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-30 |
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