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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-19
OK RA APPROVED 2020-07-27
  • TX RA
    APPROVED
    Since 2020-08-19
  • OK RA
    APPROVED
    Since 2020-07-27

Branch Locations

2101 W Memorial Rd, Oklahoma City, OK 73134 • United States

333 N Bryant Ave, Edmond, OK 73034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Edmond OK 06/2018 Present
Bank Of America, N.A. Edmond OK 06/2018 Present
Bank Of The West Midwest City OK 08/2016 03/2018
Bank Of America Edmond OK 02/2012 07/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-25
  • S66 Uniform Combined State Law Examination
    2020-07-25

View on SEC IAPD

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