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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-07-21 |
Branch Locations
13710 Cypress Terrace Cir,#200, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naples | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 05/2009 | 01/2017 |
| Securities Service Network, Inc | Fort Myers | FL | 01/2017 | 07/2020 |
| Ssn Advisory, Inc | Fort Myers | FL | 01/2017 | 07/2020 |
| Lpl Financial Llc | Fort Myers | FL | 07/2020 | Present |
1)7/20/2020- Cornerstone Financial Planning Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Fort Myers, FL- 100% 2)7/20/20- Gretchen Collins- Non-Variable Insurance - Agent selling Fixed annuities, Term and Whole life- Fort Myers, FL- Start date 5/30/2004- 30hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-25 |
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