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Conner W Kemmerer

Ubs Financial Services Inc.

Phoenix, AZ

CRD 7240465

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-08
NJ RA APPROVED 2024-08-14
TX RA APPROVED 2024-07-17
  • CA RA
    APPROVED
    Since 2026-07-08
  • NJ RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED
    Since 2024-07-17

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 06/2020 07/2024
Pure Watersports Dana Point CA 03/2016 08/2018
Sodexo Flagstaff AZ 02/2019 03/2020
Meritage Homes Scottsdale AZ 05/2019 08/2019
Northern Arizona University Flagstaff AZ 08/2018 05/2019
Northern Arizona University Flagstaff AZ 03/2020 05/2020
Ubs Financial Services, Inc Phoenix AZ 07/2024 Present
  • 06/2020 → 07/2024
    Gilbert, AZ
  • 03/2016 → 08/2018
    Pure Watersports
    Dana Point, CA
  • 02/2019 → 03/2020
    Sodexo
    Flagstaff, AZ
  • 05/2019 → 08/2019
    Meritage Homes
    Scottsdale, AZ
  • 08/2018 → 05/2019
    Northern Arizona University
    Flagstaff, AZ
  • 03/2020 → 05/2020
    Northern Arizona University
    Flagstaff, AZ
  • 07/2024 → Present
    Phoenix, AZ
Previous Registrations
Other Businesses

*554906 - Knimble, LLC; Investment related -Yes; Mesa, Arizona; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2023; During business hours: 0; After business hours: 5; Assistance with development of software

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • Conner W Kemmerer
  • Conner Kemmerer

View on SEC IAPD

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