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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
| NJ | RA | APPROVED | 2024-08-14 |
| TX | RA | APPROVED | 2024-07-17 |
Branch Locations
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 06/2020 | 07/2024 |
| Pure Watersports | Dana Point | CA | 03/2016 | 08/2018 |
| Sodexo | Flagstaff | AZ | 02/2019 | 03/2020 |
| Meritage Homes | Scottsdale | AZ | 05/2019 | 08/2019 |
| Northern Arizona University | Flagstaff | AZ | 08/2018 | 05/2019 |
| Northern Arizona University | Flagstaff | AZ | 03/2020 | 05/2020 |
| Ubs Financial Services, Inc | Phoenix | AZ | 07/2024 | Present |
*554906 - Knimble, LLC; Investment related -Yes; Mesa, Arizona; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2023; During business hours: 0; After business hours: 5; Assistance with development of software
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-30 |
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