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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Bank Na | Sun Prairie | WI | 02/2020 | Present |
| Associated Bank, Na | Fitchburg | WI | 09/2016 | 02/2020 |
| Associated Bank, Na | Madison | WI | 09/2014 | 09/2016 |
| Lpl Financial Llc | Sun Prairie | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Harris Bank - SUN PRAIRIE, WI 2) 03/24/2021 - Notary - BMO Harris Bank - Investment Related - 5 hours per month - Sun Prairie, WI - Started 09/01/2014 3) 03/24/2021 - Financial Institution Duty - BMO Bank NA - Chicago, Illinois - Started 02/24/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-25 |
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