Best Investors Account Sign in
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-07-14
TX RA APPROVED 2020-07-14
WI RA APPROVED 2020-06-29
  • MN RA
    APPROVED
    Since 2020-07-14
  • TX RA
    APPROVED
    Since 2020-07-14
  • WI RA
    APPROVED
    Since 2020-06-29

Branch Locations

201 Main Street, La Crosse, WI 54601 • United States

5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Wayzata MN 03/2020 Present
Radisson Hospitality, Inc. Minnetonka MN 06/2012 03/2020
  • 03/2020 → Present
    Stifel
    Wayzata, MN
  • 06/2012 → 03/2020
    Radisson Hospitality, Inc.
    Minnetonka, MN
Other Businesses

1. Condo; 2566 Ellis Ave, Saint Paul, MN 55114; Rental Property; Owner; 10/01/2012; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-26
  • S66 Uniform Combined State Law Examination
    2020-06-26
Other Names
  • Adam Jaehnke

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in La Crosse, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor