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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-01 |
| WA | RA | APPROVED | 2021-07-05 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Seattle | WA | 03/2020 | Present |
| Lululemon | Santa Clara | CA | 04/2019 | 01/2020 |
| Santa Clara University | Santa Clara | CA | 02/2019 | 12/2019 |
| Santa Clara University Athletics | Santa Clara | CA | 07/2015 | 07/2019 |
| Santa Clara University | Santa Clara | CA | 07/2015 | 12/2019 |
*452710 - Doordash; Investment related No; San Francisco, CA; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); Aug, 2021; During business hours: 0; After business hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-03 |
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