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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-08-10
  • IA RA
    APPROVED
    Since 2023-08-10

Branch Locations

711 2Nd Ave Se Ste 200, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc Saint Paul MN 04/2020 08/2023
Minnesota Life Insurance Company Saint Paul MN 04/2020 08/2023
Securian Advisors Midamerica Inc Hiawatha IA 04/2020 08/2023
Hy-Vee Kansas City MO 12/2012 07/2018
Hy-Vee Robbinsdale MN 08/2018 12/2019
Unemployed Marion IA 01/2020 04/2020
Securian Financial Services Inc Saint Paul MN 03/2020 04/2020
Cetera Wealth Services, Llc Cedar Rapids IA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Rivet Rentals Cedar Rapids IA 02/2025 Present
  • 04/2020 → 08/2023
    Securian Financial Services Inc
    Saint Paul, MN
  • 04/2020 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 04/2020 → 08/2023
    Securian Advisors Midamerica Inc
    Hiawatha, IA
  • 12/2012 → 07/2018
    Hy-Vee
    Kansas City, MO
  • 08/2018 → 12/2019
    Hy-Vee
    Robbinsdale, MN
  • 01/2020 → 04/2020
    Unemployed
    Marion, IA
  • 03/2020 → 04/2020
    Securian Financial Services Inc
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Cedar Rapids, IA
  • 08/2023 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Rivet Rentals
    Cedar Rapids, IA
Previous Registrations
  • 2020-07-13 → 2023-08-10
    Securian Financial Services, Inc.
    Cedar Rapids, IA
    St. Paul, MN
Other Businesses

1.NAME OF OTHER BUSINESS: IOWA CERAMICS CENTER AND GLASS STUDIO, INVESTMENT RELATED: NO, ADDRESS: 329 10TH AVE SE, SUITE 117, CEDAR RAPIDS, IA 52401, NATURE OF BUSINESS: NON-PROFIT, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: CHAIR APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: LEAD THE BOARD AND KEEPS THINGS ON TRACK, WORK WITH THE EXECUTIVE DIRECTOR TO GUIDE THE ORGANIZATION, LEAD EXECUTIVE COMMITTEE MEETINGS, AND HELP SET BOARD MEETING AGENDAS, SUPPORTS BOARD MEMBERS AND HELPS WITH LONG-TERM PLANNING; 2. SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 711 2nd Ave SE Suite 200, Cedar Rapids IA 52401, United States DESCRIPTION: Fixed insurance sales through general brokerage agency; 3. NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: RIVET RENTALS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: AIRSTREAM RENTAL COMPANY; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS 0:; BRIEF DESCRIPTION OF DUTIES: FUN PROP/PHOTO BOOTH RENTAL TO EVENTS AND WEDDINGS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
  • S66 Uniform Combined State Law Examination
    2020-06-30

View on SEC IAPD

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