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Hunter James Davis

Galvin, Gaustad & Stein, LLC

Scottsdale, AZ

CRD 7239003

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Employer firm

Galvin, Gaustad & Stein, LLC CRD 153410

$1.35B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Galvin, Gaustad & Stein, Llc

7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-22
  • AZ RA
    APPROVED
    Since 2023-06-22

Branch Locations

7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Arizona Tucson AZ 08/2013 05/2017
Freelance/Self-Employed Los Angeles CA 07/2017 10/2018
24 Hour Fitness Manhattan Beach CA 10/2018 03/2019
Hd Aesthetics Scottsdale AZ 04/2019 06/2021
Minnesota Life Insurance Company St Paul MN 03/2020 04/2023
Securian Financial Services Inc St Paul MN 03/2020 04/2023
Renaissance Financial Phoenix AZ 03/2020 04/2023
Galvin, Gaustad & Stein Llc Scottsdale AZ 04/2023 Present
  • 08/2013 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 07/2017 → 10/2018
    Freelance/Self-Employed
    Los Angeles, CA
  • 10/2018 → 03/2019
    24 Hour Fitness
    Manhattan Beach, CA
  • 04/2019 → 06/2021
    Hd Aesthetics
    Scottsdale, AZ
  • 03/2020 → 04/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 03/2020 → 04/2023
    Securian Financial Services Inc
    St Paul, MN
  • 03/2020 → 04/2023
    Renaissance Financial
    Phoenix, AZ
  • 04/2023 → Present
    Scottsdale, AZ
Previous Registrations
  • 2020-06-23 → 2023-04-11
    Securian Financial Services, Inc.
    Phoenix, AZ
Other Businesses

Member of the Outreach and Recruitment committee of Scottsdale Leadership, a non-profit leadership development program. Recruiting new members. Does not interfere with job duties at Galvin, Gaustad & Stein.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-05-06
S65 Uniform Investment Adviser Law Examination 2020-01-22
  • S63 Uniform Securities Agent State Law Examination
    2020-05-06
  • S65 Uniform Investment Adviser Law Examination
    2020-01-22

View on SEC IAPD

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