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Joshua Schempp

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-20
MO RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-05-20
  • MO RA
    APPROVED
    Since 2025-03-17

Branch Locations

One N Jefferson Ave 7Th Fl [Stl Rcast], St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St. Louis MO 07/2024 Present
Wells Fargo Clearing Services St. Louis MO 07/2022 Present
Disys - Contracted To Wells Fargo St. Louis MO 03/2020 03/2022
Missouri State University Springfield MO 08/2015 12/2019
Bi-State Officials Association Belleville IL 05/2015 03/2020
Unemployed Belleville IL 03/2022 07/2022
  • 07/2024 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 07/2022 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 03/2020 → 03/2022
    Disys - Contracted To Wells Fargo
    St. Louis, MO
  • 08/2015 → 12/2019
    Missouri State University
    Springfield, MO
  • 05/2015 → 03/2020
    Bi-State Officials Association
    Belleville, IL
  • 03/2022 → 07/2022
    Unemployed
    Belleville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-17
S63 Uniform Securities Agent State Law Examination 2025-01-04
  • S66 Uniform Combined State Law Examination
    2025-03-17
  • S63 Uniform Securities Agent State Law Examination
    2025-01-04

View on SEC IAPD

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