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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-15
NJ RA APPROVED 2020-12-02
  • TX RA
    APPROVED
    Since 2020-12-15
  • NJ RA
    APPROVED
    Since 2020-12-02

Branch Locations

2359 Route 9, Old Bridge, NJ 08857 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2020 Present
American Lending Inc. Costa Mesa CA 02/2018 12/2019
Unemployed Asyut 07/2018 06/2019
County Of Ornge Social Services Agency. Anaheim CA 06/2013 04/2017
Unemployed Farmington CT 07/2019 02/2020
Uber, Inc. Placentia CA 10/2016 02/2017
Lyft Placentia CA 10/2016 02/2017
State Of California For (Dawood Ibrahim) Anaheim CA 08/2012 06/2018
State Of California (Souma Mikhail) Anaheim CA 08/2012 06/2018
Bank Of America, N.A. Pennington NJ 03/2022 Present
  • 03/2020 → Present
    Pennington, NJ
  • 02/2018 → 12/2019
    American Lending Inc.
    Costa Mesa, CA
  • 07/2018 → 06/2019
    Unemployed
    Asyut
  • 06/2013 → 04/2017
    County Of Ornge Social Services Agency.
    Anaheim, CA
  • 07/2019 → 02/2020
    Unemployed
    Farmington, CT
  • 10/2016 → 02/2017
    Uber, Inc.
    Placentia, CA
  • 10/2016 → 02/2017
    Lyft
    Placentia, CA
  • 08/2012 → 06/2018
    State Of California For (Dawood Ibrahim)
    Anaheim, CA
  • 08/2012 → 06/2018
    State Of California (Souma Mikhail)
    Anaheim, CA
  • 03/2022 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
  • S66 Uniform Combined State Law Examination
    2020-11-24
Other Names
  • Remon Dawood Soliman Dawood

View on SEC IAPD

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