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Inactive

James Paul Spangler

Tradewinds Wealth Management

Portland, OR

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Current Employers
Tradewinds Wealth Management

5550 S Macadam Ave Ste 110, Portland, OR 97239 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-03
OR RA APPROVED 2025-01-01
WA RA APPROVED 2023-11-30
  • TX RA
    APPROVED_RES
    Since 2025-06-03
  • OR RA
    APPROVED
    Since 2025-01-01
  • WA RA
    APPROVED
    Since 2023-11-30

Branch Locations

5550 S Macadam Ave Ste 110, Portland, OR 97239 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Portland OR 03/2020 03/2023
Biotronik Corporate Services Us Lake Oswego OR 01/2019 03/2020
Micro Systems Engineering Lake Oswego OR 01/2015 01/2019
Tradewinds Wealth Management Portland OR 03/2020 04/2020
Financial Advocates Investment Management Portland OR 06/2020 03/2023
Tradewinds Asset Management, Llc Portland OR 03/2023 Present
  • 03/2020 → 03/2023
    Lpl Financial, Llc
    Portland, OR
  • 01/2019 → 03/2020
    Biotronik Corporate Services Us
    Lake Oswego, OR
  • 01/2015 → 01/2019
    Micro Systems Engineering
    Lake Oswego, OR
  • 03/2020 → 04/2020
    Tradewinds Wealth Management
    Portland, OR
  • 06/2020 → 03/2023
    Financial Advocates Investment Management
    Portland, OR
  • 03/2023 → Present
    Tradewinds Asset Management, Llc
    Portland, OR
Previous Registrations
  • 2020-07-01 → 2023-03-09
    Financial Advocates Investment Management
    Olympia, WA
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-11
  • S66 Uniform Combined State Law Examination
    2020-06-11

View on SEC IAPD

Other Firms

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SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.
PINNACLE WEALTH ADVISORS
OSAIC WEALTH, INC.
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis
JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

More in Portland, OR

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