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Tradewinds Wealth Management CRD 323879
$135M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5550 S Macadam Ave Ste 110, Portland, OR 97239 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-03 |
| OR | RA | APPROVED | 2025-01-01 |
| WA | RA | APPROVED | 2023-11-30 |
Branch Locations
5550 S Macadam Ave Ste 110, Portland, OR 97239 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Portland | OR | 03/2020 | 03/2023 |
| Biotronik Corporate Services Us | Lake Oswego | OR | 01/2019 | 03/2020 |
| Micro Systems Engineering | Lake Oswego | OR | 01/2015 | 01/2019 |
| Tradewinds Wealth Management | Portland | OR | 03/2020 | 04/2020 |
| Financial Advocates Investment Management | Portland | OR | 06/2020 | 03/2023 |
| Tradewinds Asset Management, Llc | Portland | OR | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-11 |
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