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John Allyn Naviaux

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-24
CA RA APPROVED 2011-03-30
  • TX RA
    APPROVED_RES
    Since 2013-06-24
  • CA RA
    APPROVED
    Since 2011-03-30

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Santa Fe CA 03/2011 Present
Bank Of America, N.A. San Diego CA 06/2011 Present
Previous Registrations
  • 2008-12-02 → 2011-03-28
    Wfp Securities
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-20
  • S66 Uniform Combined State Law Examination
    2005-05-20
Other Names
  • John Allun Naviaux

View on SEC IAPD

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DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
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EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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