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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-16
  • MO RA
    APPROVED
    Since 2024-12-16

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Honolulu HI 08/2020 08/2021
Student - University Of Hawaii At West Oahu Kapolei HI 08/2018 05/2020
Axa - Equitable Honolulu HI 01/2020 05/2020
U.S. Army Reserve Springfield MO 07/2007 05/2018
The Prudential Insurance Company Of America Honolulu HI 02/2021 08/2021
Empower Financial Services, Inc Greenwood Village CO 08/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 08/2022 Present
Unemployment Honolulu HI 08/2021 08/2022
  • 08/2020 → 08/2021
    Honolulu, HI
  • 08/2018 → 05/2020
    Student - University Of Hawaii At West Oahu
    Kapolei, HI
  • 01/2020 → 05/2020
    Axa - Equitable
    Honolulu, HI
  • 07/2007 → 05/2018
    U.S. Army Reserve
    Springfield, MO
  • 02/2021 → 08/2021
    The Prudential Insurance Company Of America
    Honolulu, HI
  • 08/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2022 → Present
    Greenwood Village, CO
  • 08/2021 → 08/2022
    Unemployment
    Honolulu, HI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2020-12-18
Other Names
  • Matthew Brooks

View on SEC IAPD

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