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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-18 |
| AL | RA | APPROVED | 2023-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Auburn University | Auburn | AL | 05/2019 | 02/2022 |
| Generic, Llc | Auburn | AL | 08/2020 | 01/2022 |
| Young's Plant Farm, Inc | Auburn | AL | 05/2015 | 05/2019 |
| Auburn University | Auburn | AL | 08/2019 | 12/2022 |
| Railroad Investment Group | Auburn | AL | 05/2020 | 12/2022 |
| Auburn City Schools | Auburn | AL | 08/2006 | 05/2019 |
| Lpl Financial Llc | Opelika | AL | 03/2020 | Present |
1- 12/2022 / Railroad Investment Group / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / OPELIKA, AL 2- 06/2022 / Notary / Notary / INVESTMENT RELATED / OPELIKA, AL 3- 01/2022 / Merritt Ventures, LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / Auburn AL 4- 12/14/2024- Other - Business Owner- Not INV Related- At Auburn, AL- Start date 09/06/2024- 10 Hours Per Month- 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-11 |
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