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Michelle Rebecca Marks

Stifel, Nicolaus & Company, Incorporated

Louisville, KY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-03-07
  • KY RA
    APPROVED
    Since 2022-03-07

Branch Locations

600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc. Louisville KY 03/2020 03/2022
Coca-Cola Louisville KY 04/2016 03/2020
Stifel Nicolaus & Co Inc Louisville KY 03/2022 Present
  • 03/2020 → 03/2022
    Raymond James And Associates, Inc.
    Louisville, KY
  • 04/2016 → 03/2020
    Coca-Cola
    Louisville, KY
  • 03/2022 → Present
    Stifel Nicolaus & Co Inc
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-02
  • S66 Uniform Combined State Law Examination
    2020-09-02

View on SEC IAPD

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