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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-09
  • TX RA
    APPROVED
    Since 2017-01-09

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Austin TX 09/2006 01/2017
Wells Fargo Advisors Llc Cedar Park TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Cedar Park TX 11/2016 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 01/2017 Present
Bank Of America, N.A. Austin TX 02/2017 Present
Previous Registrations
  • 2011-01-03 → 2017-01-18
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Cedar Park, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
  • 2008-05-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Austin, TX
    Cedar Park, TX
    Austin, TX
Other Businesses

I*127347 For profit or not for profit: For-Profit Organization Name of outside business organization: Food Network / iTV Investment related: N Address of business: Austin, Texas 78757 Nature of business: Family Business, Position, title, association: Other, Baking Assistant Start date of relationship: 11/1/2019 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 6 Duties: Erin Rinderknecht is my girlfriend. She makes very popular cupcakes in Austin, TX. The Food Network / iTV has asked us to compete in a cupcake baking show that may be viewed on Food Network. I will be Erin's assistant on the show. I*115091 For profit or not for profit: For-Profit Organization Name of outside business organization: Heart of Texas Recycling, LLC Investment related: N Address of business: Austin, Texas 78613 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/22/2018 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be helping tow people develop technology to destruct trash and recycle. We are building a plasma gasification trash destructor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-02
  • S66 Uniform Combined State Law Examination
    2008-05-02
Other Names
  • Doug Quint
  • Douglas R Quint
  • Douglas Quint

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