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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-05 |
Branch Locations
2400 Lake Lansing Road, Suite C, Lansing, MI 48912 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Advisor Group | Morristown | NJ | 04/2020 | Present |
| Unemployed | East Lansing | MI | 12/2019 | 02/2020 |
| Msu - Department Of Computer Science & Engineering | East Lansing | MI | 08/2018 | 12/2019 |
| Bank Alfalah Limited | Peshawar | 05/2018 | 08/2018 | |
| Unemployed | East Lansing | MI | 01/2017 | 05/2018 |
| Msu - Brody Square/West Circle Culinary Services | East Lansing | MI | 10/2016 | 01/2017 |
| Unemployed | East Lansing | MI | 08/2015 | 10/2016 |
| Lpl Financial, Llc | Lansing | MI | 02/2020 | Present |
1. 9/14/2020 - WAGGONER FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 9/15/2020 - Private Advisor Group - DBA: (Hybrid) Bleakley Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Started 03/08/2020 - 160 Hours Per Month - Time Spent 33% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/15/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 03/08/2020 - 160 Hours Per Month - Time Spent 33% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/15/2020 - Private Advisor Group - DBA: (Hybrid) Waggoner Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 03/08/2020 - 160 Hours Per Month - Time Spent 33% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/06/2023 - Waggoner Global Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/31/2023 - 20 Hrs/Mo; 10 Hrs During Trading 6. 12/29/2023 - Waggoner Group, Inc - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Junior Portfolio Manager - Started: 9/22/2020 - 0 Hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-21 |
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