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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-15
IL RA APPROVED 2021-02-19
  • IN RA
    APPROVED
    Since 2021-06-15
  • IL RA
    APPROVED
    Since 2021-02-19

Branch Locations

2051 East Laraway Road, New Lenox, IL 60451 • United States

19201 Lagrange Road, Mokena, IL 60448 • United States

28 Orland Square Dr, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities New Lenox IL 01/2020 Present
Fifth Third Bank Highland IN 03/2014 Present
  • 01/2020 → Present
    Fifth Third Securities
    New Lenox, IL
  • 03/2014 → Present
    Fifth Third Bank
    Highland, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-19
S63 Uniform Securities Agent State Law Examination 2020-12-07
  • S65 Uniform Investment Adviser Law Examination
    2021-02-19
  • S63 Uniform Securities Agent State Law Examination
    2020-12-07
Other Names
  • Tracy White
  • Tracy L White

View on SEC IAPD

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