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Babak Adeli

Wells Fargo Clearing Services, LLC

Sacramento, CA

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-15
  • CA RA
    APPROVED
    Since 2021-06-15

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

2301 Watt Ave, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc El Dorado Hills CA 02/2020 Present
Wells Fargo Bank, Na El Dorado Hills CA 08/2018 Present
Digital Doc Llc El Dorado Hills CA 03/2018 08/2018
Volt Elk Grove CA 07/2017 03/2018
Tutoring Rocks El Dorado Hills CA 08/2016 06/2017
  • 02/2020 → Present
    Wells Fargo Clearing Services, Llc
    El Dorado Hills, CA
  • 08/2018 → Present
    Wells Fargo Bank, Na
    El Dorado Hills, CA
  • 03/2018 → 08/2018
    Digital Doc Llc
    El Dorado Hills, CA
  • 07/2017 → 03/2018
    Volt
    Elk Grove, CA
  • 08/2016 → 06/2017
    Tutoring Rocks
    El Dorado Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-17
  • S66 Uniform Combined State Law Examination
    2020-11-17

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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