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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student St Paul MN 01/2010 05/2019
Sioux Falls Canaries Sioux Falls SD 05/2019 09/2019
Doordash Piedmont CA 09/2019 02/2020
Mark Heurung Minneapolis MN 03/2020 02/2021
Mark Heurung Minneapolis MN 02/2021 05/2021
Deke Vereecken Minneapolis MN 05/2021 11/2021
Northwestern Mutual Investment Services Llc Minneapolis MN 06/2021 12/2021
Derek Brown Minneapolis MN 11/2021 09/2022
Sam Rogers Deephaven MN 05/2021 10/2021
Northwester Mutual Investment Services Llc Minneapolis MN 02/2022 09/2022
Fortune Financial/North Star Resource Group Hopkins MN 10/2022 Present
Securian Financial Services Inc St Paul MN 10/2022 08/2023
Northwestern Mutual Investment Services Llc Minneapolis MN 02/2020 06/2021
Cetera Wealth Services, Llc Minnetonka MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2010 → 05/2019
    Student
    St Paul, MN
  • 05/2019 → 09/2019
    Sioux Falls Canaries
    Sioux Falls, SD
  • 09/2019 → 02/2020
    Doordash
    Piedmont, CA
  • 03/2020 → 02/2021
    Mark Heurung
    Minneapolis, MN
  • 02/2021 → 05/2021
    Mark Heurung
    Minneapolis, MN
  • 05/2021 → 11/2021
    Deke Vereecken
    Minneapolis, MN
  • 06/2021 → 12/2021
    Northwestern Mutual Investment Services Llc
    Minneapolis, MN
  • 11/2021 → 09/2022
    Derek Brown
    Minneapolis, MN
  • 05/2021 → 10/2021
    Sam Rogers
    Deephaven, MN
  • 02/2022 → 09/2022
    Northwester Mutual Investment Services Llc
    Minneapolis, MN
  • 10/2022 → Present
    Fortune Financial/North Star Resource Group
    Hopkins, MN
  • 10/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 02/2020 → 06/2021
    Northwestern Mutual Investment Services Llc
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-07-25 → 2023-08-10
    Securian Financial Services, Inc.
    Minnetonka, MN
    St. Paul, MN
Other Businesses

FORTUNE FINANCIAL POSITION: Employee NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/22/2023 ADDRESS: 10261 Yellow Circle Drive, Minneapolis MN 55343, United States DESCRIPTION: Doing business as name only - no change to business or operations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-01
  • S66 Uniform Combined State Law Examination
    2023-07-01

View on SEC IAPD

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