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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-13 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Scottsdale | AZ | 10/2012 | Present |
| 736 E Michigan Llc | Phoenix | MI | 04/2013 | 12/2017 |
| Foley Ranch Boots And Bbq | Phoenix | AZ | 05/2023 | Present |
| Lavish Loo, Llc | Phoenix | AZ | 08/2024 | Present |
Entity Name: Lavish Loo, LLC Investment related: No Address: Phoenix, AZ 85050 Nature of the other business: Portable Toilet Rental Position/Title/Relationship: Owner/Partner Start Date: 08/26/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It's a small luxury portable toilet rental business for events. Entity Name: Foley Ranch Boots and BBQ Investment related: No "Address: 93, 21001 N Tatum Blvd 93 Ste 93, Phoenix, AZ 85050, It's a bar/restaurant being built at Desert Ridge Marketplace in Phoenix, AZ. It should be ready to open by late October or early November 2023." Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 05/15/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It's a country bar and bbq restaurant. It'll include live music and dancing. I'll be a 2% silent partner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-01 |
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