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Michael Francis Flood

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bend, OR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
CA RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-07-31
  • CA RA
    APPROVED
    Since 2021-01-05

Branch Locations

755 Sw Bonnett Way, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bend OR 02/2020 Present
Marketing To Connect Chicago IL 01/2019 12/2019
Revolution Marketing Chicago IL 03/2006 05/2018
Loyola University Chicago Chicago IL 11/2016 05/2019
Bank Of America, N.A. Bend OR 03/2020 Present
  • 02/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bend, OR
  • 01/2019 → 12/2019
    Marketing To Connect
    Chicago, IL
  • 03/2006 → 05/2018
    Revolution Marketing
    Chicago, IL
  • 11/2016 → 05/2019
    Loyola University Chicago
    Chicago, IL
  • 03/2020 → Present
    Bank Of America, N.A.
    Bend, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
  • S66 Uniform Combined State Law Examination
    2021-01-04

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Bend, OR
PROSPERA FINANCIAL SERVICES, INC. · Bend, OR
MORGAN STANLEY · Bend, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEND, OR
ELEVATION CAPITAL ADVISORY · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, LLC · BEND, OR
CAPSTONE WEALTH MANAGEMENT GROUP, INC. · BEND, OR
PORTLAND PRIVATE WEALTH MANAGEMENT, INC. · Bend, OR

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