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9750 Ormsby Station Road Suite 102, Louisville, KY 40223 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-08-04 |
Branch Locations
9750 Ormsby Station Road Suite 102, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saling Wealth Advisors | Louisville | KY | 01/2020 | Present |
| Superfanu, Inc | Louisville | KY | 07/2014 | 10/2020 |
| Saling Wealth Advisors | Louisville | KY | 07/2020 | Present |
(1) NAME: University of Louisville College of Business Board of Advisors; INVESTMENT-RELATED: No; ADDRESS: 110 Brandeis Ave, Louisville KY 40216; NATURE: Provides counsel to the Dean, serve as ambassadors, advocate for college's mission; POSITION/TITLE: Board Member; START DATE: 08/01/2020; APPROX HRS/MO: 2; NUMBER OF HRS DURING TRADING HRS: 0; DUTIES: Attend 2 in person meetings per year, participate on subcommittee meetings that advise the Dean. (2) NAME: University of Louisville Office of Research and Innovation; INVESTMENT-RELATED: No; ADDRESS: Office of Research and Innovation, University of Louisville, Univ of Louisville KY 40202; NATURE: Supports University invention; POSITION: Entrepreneur-in-Residence; TITLE: Consultant; START DATE: 01/01/2020; APPROX HRS/MO: 16; NUMBER OF HRS DURING TRADING HRS: 0; DUTIES: Guide research-backed inventions to market by coaching, guidance, mentorship, etc. (3) NAME: Saint Xavier High School Alumni Board of Advisors; INVESTMENT-RELATED: No; ADDRESS: 1609 Poplar Level Rd, Louisville KY 40217; NATURE: Private Catholic high school; POSITION/TITLE: Member, Alumni Board; START DATE: 01/01/2020; APPROX HRS/MO: 3; NUMBER OF HRS DURING TRADING HRS: 0; DUTIES: Attend board meetings, provide advice. (4) NAME: Young Professionals of Louisville Advisory Council; INVESTMENT-RELATED: No; ADDRESS: 614 W Main St, Ste 6000, Louisville KY 40202; NATURE: Philanthropic; POSITION/TITLE: Member, Advisory Council; START DATE: 08/01/2020; APPROX HRS/MO: 3; NUMBER OF HRS DURING TRADING HRS: 0; DUTIES: Attend advisory council meetings, mentor young professionals, serve on subcommittees. (5) NAME: Invest Louisville Committee Member for the Community Foundation of Louisville; INVESTMENT-RELATED: No; NATURE: Philanthropic; POSITION/TITLE: Member; START DATE: April 2024; APPROX HRS/MO: 1.5; NUMBER OF HRS DURING TRADING HRS: 0; COMPENSATION: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-27 |
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