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Azul Fernando Galvez

Galvez Financial LLC

Parrish, FL

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Current Employers
Galvez Financial Llc

11253 Rolling Fork Trail, Parrish, FL 34219 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-28
FL RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2026-07-28
  • FL RA
    APPROVED
    Since 2025-03-31

Branch Locations

11253 Rolling Fork Trail, Parrish, FL 34219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caoili Dental Care Vallejo CA 10/2013 01/2017
Solano Community College Fairfield CA 01/2015 02/2017
Napa County Library Napa CA 02/2016 02/2017
San Francisco Aesthetic Dentistry San Francisco CA 05/2017 04/2018
Uc - San Francisco San Francisco CA 07/2016 04/2018
Stanford University Palo Alto CA 04/2018 01/2020
Human Interest San Francisco CA 02/2020 05/2021
Florida Financial Advisors Tampa FL 02/2024 10/2024
Structionsite Oakland CA 06/2021 05/2022
Medely Inc Santa Monica CA 05/2022 12/2022
Unemployed Kyle TX 01/2023 03/2023
Kohlers Crossing Dental Kyle TX 04/2023 08/2023
Texas Dental And Braces San Antonio TX 04/2023 04/2024
Trinity Wealth Securities, Llc Tampa FL 08/2024 10/2024
Galvez Financial Llc Parrish FL 01/2025 Present
  • 10/2013 → 01/2017
    Caoili Dental Care
    Vallejo, CA
  • 01/2015 → 02/2017
    Solano Community College
    Fairfield, CA
  • 02/2016 → 02/2017
    Napa County Library
    Napa, CA
  • 05/2017 → 04/2018
    San Francisco Aesthetic Dentistry
    San Francisco, CA
  • 07/2016 → 04/2018
    Uc - San Francisco
    San Francisco, CA
  • 04/2018 → 01/2020
    Stanford University
    Palo Alto, CA
  • 02/2020 → 05/2021
    Human Interest
    San Francisco, CA
  • 02/2024 → 10/2024
    Florida Financial Advisors
    Tampa, FL
  • 06/2021 → 05/2022
    Structionsite
    Oakland, CA
  • 05/2022 → 12/2022
    Medely Inc
    Santa Monica, CA
  • 01/2023 → 03/2023
    Unemployed
    Kyle, TX
  • 04/2023 → 08/2023
    Kohlers Crossing Dental
    Kyle, TX
  • 04/2023 → 04/2024
    Texas Dental And Braces
    San Antonio, TX
  • 08/2024 → 10/2024
    Trinity Wealth Securities, Llc
    Tampa, FL
  • 01/2025 → Present
    Parrish, FL
Previous Registrations
Other Businesses

Name of other business: Azul Galvez (Independent Insurance Agent) Type of Business: Insurance Investment-related: Yes, for variable insurance products Address of other business: 11253 Rolling Fork Trail, Parrish, FL, 34219 Nature of the business: Life and Annuities Insurance Position: Licensed Insurance Agent Relationship with other business: Licensed Agent Start Date: 02/15/2024 Approximate hours per month: 0 Hours during securities trading hours: 0 Brief description: Licensed Florida 2-14 Life and Variable Annuities insurance agent. License is active. I may recommend insurance and variable products to clients when appropriate. This license and potential conflict of interest is disclosed in Form ADV Parts 1A, 2A, and 2B

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-28
  • S65 Uniform Investment Adviser Law Examination
    2023-10-28

View on SEC IAPD

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