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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-22
  • FL RA
    APPROVED
    Since 2023-09-22

Branch Locations

11215 Us 301 N, Parrish, FL 34219 • United States

11605 Moccasin Wallow Road, Parrish, FL 34219 • United States

602 E. 10Th St, Palmetto, FL 34221 • United States

6550 Cortez Road West, Bradenton, FL 34210 • United States

4630 Sr 64 East, Bradenton, FL 34208 • United States

6601 Manatee Avenue West, Brandenton, FL 34209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sarasota FL 10/2012 10/2019
Jpmorgan Chase Bank, N.A Bradenton FL 07/2015 10/2019
Morgan Stanley Smith Barney Llc Sarasota FL 10/2019 09/2023
Morgan Stanley Private Bank, N.A. New York NY 10/2019 09/2023
Fifth Third Bank Sarasota FL 09/2023 Present
Fifth Third Securities Sarasota FL 09/2023 Present
  • 10/2012 → 10/2019
    J.P. Morgan Securities Llc
    Sarasota, FL
  • 07/2015 → 10/2019
    Jpmorgan Chase Bank, N.A
    Bradenton, FL
  • 10/2019 → 09/2023
    Morgan Stanley Smith Barney Llc
    Sarasota, FL
  • 10/2019 → 09/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2023 → Present
    Fifth Third Bank
    Sarasota, FL
  • 09/2023 → Present
    Fifth Third Securities
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2002-03-04
  • S65 Uniform Investment Adviser Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2002-03-04
Designations
Other Names
  • January E Rine
  • January Edwina Schmus
  • January Schmus
  • January E Schmus

View on SEC IAPD

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