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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-22 |
Branch Locations
11215 Us 301 N, Parrish, FL 34219 • United States
11605 Moccasin Wallow Road, Parrish, FL 34219 • United States
602 E. 10Th St, Palmetto, FL 34221 • United States
6550 Cortez Road West, Bradenton, FL 34210 • United States
4630 Sr 64 East, Bradenton, FL 34208 • United States
6601 Manatee Avenue West, Brandenton, FL 34209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Sarasota | FL | 10/2012 | 10/2019 |
| Jpmorgan Chase Bank, N.A | Bradenton | FL | 07/2015 | 10/2019 |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 10/2019 | 09/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2019 | 09/2023 |
| Fifth Third Bank | Sarasota | FL | 09/2023 | Present |
| Fifth Third Securities | Sarasota | FL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-04 |
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