Ashley Katie Ting

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 06/2019
  University Of California San Diego
  La Jolla, CA
• 09/2016 → 01/2018
  Hdh Services
  La Jolla, CA
• 01/2018 → 06/2019
  Stanley Wong Insurance
  San Diego, CA
• 06/2019 → 03/2020
  Unemployment
  La Jolla, CA
• 03/2020 → 06/2020
  Axa Advisors Llc
  Los Angeles, CA
• 04/2016 → 09/2016
  Unemployment
  La Jolla, CA
• 03/2020 → 06/2021
  Equitable Advisors, Llc
  New York, NY
• 06/2021 → 04/2024
  Gwn Securities, Inc.
  Palm Beach Gardens, FL
• 04/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 04/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2021-06-21 → 2024-04-30
  Gwn Securities Inc.
  Pasadena, CA
  Palm Beach Gardens, FL
  La Puente, CA
  Palm Beach Gardens, FL
• 2020-05-12 → 2021-06-23
  Equitable Advisors, Llc
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-05-04

Other Names

• Ashley Katie Ting