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Karen Ann Venneri

Ubs Financial Services Inc.

Sewickley, PA

Pittsburgh, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-25
  • PA RA
    APPROVED
    Since 2024-09-25

Branch Locations

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Sewickley PA 02/2020 12/2020
Wells Fargo Home Mortgage Sewickley PA 10/2019 02/2020
Bank Of New York Mellon Pittsburgh PA 07/2017 10/2019
Unemployed State College PA 04/2017 07/2017
Kish Bank State College PA 09/2014 09/2017
Janney Montgomery Scott Llc Sewickley PA 12/2020 05/2024
Pnc Investments Llc Pittsburgh PA 05/2024 09/2024
Ubs Financial Services, Inc. Sewickley PA 09/2024 Present
  • 02/2020 → 12/2020
    Janney Montgomery Scott, Llc
    Sewickley, PA
  • 10/2019 → 02/2020
    Wells Fargo Home Mortgage
    Sewickley, PA
  • 07/2017 → 10/2019
    Bank Of New York Mellon
    Pittsburgh, PA
  • 04/2017 → 07/2017
    Unemployed
    State College, PA
  • 09/2014 → 09/2017
    Kish Bank
    State College, PA
  • 12/2020 → 05/2024
    Janney Montgomery Scott Llc
    Sewickley, PA
  • 05/2024 → 09/2024
    Pnc Investments Llc
    Pittsburgh, PA
  • 09/2024 → Present
    Ubs Financial Services, Inc.
    Sewickley, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23
Other Names
  • Karen Matters
  • Karen Ledonne
  • Karen Venneri

View on SEC IAPD

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SEWICKLEY FINANCIAL LLC

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SCOTT WILLIAM MILLER
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JOHN MARTIN SCHNEIDER
LAURA S GLEGHORN
RANDOLPH ANTHONY BODNAR
BRIAN MATTHEW SPENCER
ERIC SCOTT LEWIS
Sumana Naik

Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA

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