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Tan Minh Vo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA

Elk Grove, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
CA RA APPROVED 2021-01-13
  • TX RA
    APPROVED
    Since 2021-08-02
  • CA RA
    APPROVED
    Since 2021-01-13

Branch Locations

555 Capitol Mall, Sacramento, CA 95814 • United States

Elk Grove, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 02/2020 Present
Wells Fargo Bank Sunnyvale CA 03/2011 07/2019
Homemaking Elk Grove CA 07/2019 12/2019
Libert Home Equity Solution Rancho Cordova CA 12/2016 01/2020
Bank Of America, N.A. Sacramento CA 03/2020 Present
  • 02/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sacramento, CA
  • 03/2011 → 07/2019
    Wells Fargo Bank
    Sunnyvale, CA
  • 07/2019 → 12/2019
    Homemaking
    Elk Grove, CA
  • 12/2016 → 01/2020
    Libert Home Equity Solution
    Rancho Cordova, CA
  • 03/2020 → Present
    Bank Of America, N.A.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Thomas Vo
  • Tan M Vo

View on SEC IAPD

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LOEL GLEN HEUPEL
JEFFREY I BEDELL

Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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