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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| NC | RA | APPROVED | 2020-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 02/2020 | Present |
| Hill-Rom Corporation Inc | Batesville | IN | 10/2015 | 02/2020 |
| Bank Of America, N.A. | Huntersville | NC | 04/2020 | Present |
I*637247 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Cornelius, North Carolina, 28031 Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/1/2021 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-25 |
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