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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
NC RA APPROVED 2021-07-23
  • TX RA
    APPROVED
    Since 2021-10-06
  • NC RA
    APPROVED
    Since 2021-07-23

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

3030 Windy Hill Road, Marietta, GA 30067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntersville NC 02/2020 Present
Transworld Business Advisors Of Rowan-Cabarrus Concord NC 09/2017 11/2019
Windstream Concord NC 03/2009 08/2017
Fedex Ground Concord NC 08/2018 10/2018
Bank Of America, N.A. Huntersville NC 04/2020 Present
  • 02/2020 → Present
    Huntersville, NC
  • 09/2017 → 11/2019
    Transworld Business Advisors Of Rowan-Cabarrus
    Concord, NC
  • 03/2009 → 08/2017
    Windstream
    Concord, NC
  • 08/2018 → 10/2018
    Fedex Ground
    Concord, NC
  • 04/2020 → Present
    Bank Of America, N.A.
    Huntersville, NC
Other Businesses

I*132363 For profit or not for profit: Non-Profit Organization Name of outside business organization: United Way of Central Carolinas - Cabarrus County Investment related: No Address of business: Concord, North Carolina 28027 Position, title, association: Advisory Board Member Start date of relationship: 7/27/2020 Number of hours devoted: 20 hours Annually Number of hours devoted during trading hours: 9 Duties: The United Way fights for the education, health and financial stability of every person in the community. As an Advisory Board member, I will help provide leadership and oversight of annual fundraising efforts and supporting community initiatives. Name of outside business organization: NorthEast Foundation Investment related: No Address of business (City and State only): Concord, NC Position, title, association: Advisory Board Member Start date of relationship: 01/01/2020 Number of hours devoted monthly: 2 Number of hours devoted monthly during trading hours: 0 Duties: The purpose is to raise funds and awareness for Atrium Health Cabarrus. I am to be an ambassador for the foundation and carry out that mission. I*130191 For profit or not for profit: Non-Profit Organization Name of outside business organization: Cabarrus Healthcare Foundation Investment related: No Address of business: Concord, North Carolina 28025 Nature of business: Charitable Organization Position, title, association: Advisory Board Member Start date of relationship: 1/1/2020 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: The purpose is to raise funds and awareness for Atrium Health Cabarrus. I am to be an ambassador for the foundation and carry out that mission. I*1728291, Entity Type: Entity Charitable, Name of OBA: Speedway Children's Charities, Address: Concord, NC, 28207, Investment Related: No, Position, Title, Association: Employee Start Date:03/04/2024, No Hours: No Hours during trading:1 Duties: Board Membership - Help identify the non profit organizations that cater to helping children in need, ranging from learning disabilities, broken homes, hunger and childhood cancer. Once identified, determining if they qualify for funding based on the work they do in those areas. I*: 2254290 Entity Type: Charitable Name of OBA: Cabarrus Education Alliance Power Ed Address: Concord, NC 28025 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 4/4/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: The organization purpose is to fund raise to provide scholarships for those students that meet the criteria and to fund raise for classroom initiatives such as STEM initiatives

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-22
  • S66 Uniform Combined State Law Examination
    2021-07-22
Other Names
  • Henry Clay Alston
  • Hank Alston
  • Henry C Alston
  • Henry Clay Alston

View on SEC IAPD

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