Keaton James Leslie

Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars
RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-20
TX	RA	APPROVED	2025-03-20

CA RA
APPROVED

Since 2025-03-20
TX RA
APPROVED

Since 2025-03-20

Branch Locations

100 Crescent Court Suite 1130, Denver, TX 75201 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sioux Falls	SD	02/2020	12/2021
Brian Eich Plumb.	Sioux Falls	SD	06/2019	02/2020
Missouri State University	Springfield	MO	08/2015	08/2019
Blacksheep	Springifled	MO	05/2018	06/2019
Sioux Empire Federal Credit Union	Sioux Falls	SD	06/2016	03/2017
Springifeld Parking Company	Springfield	MO	11/2017	05/2018
Good Spirits Concepts	Springfield	MO	01/2019	05/2019
Bank Of America, N.A.	Sioux Falls	SD	03/2020	12/2021
Unemployed	Sioux Falls	SD	12/2021	05/2022
Raymond James Financial Services Advisors, Inc	Overland Park	KS	05/2022	09/2022
Keating	Overland Park	KS	05/2022	09/2022
Ep Wealth Advisors, Llc.	Torrance	CA	03/2025	Present
Infinitas	Overland Park	KS	09/2022	02/2025

02/2020 → 12/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sioux Falls, SD
06/2019 → 02/2020

Brian Eich Plumb.

Sioux Falls, SD
08/2015 → 08/2019

Missouri State University

Springfield, MO
05/2018 → 06/2019

Blacksheep

Springifled, MO
06/2016 → 03/2017

Sioux Empire Federal Credit Union

Sioux Falls, SD
11/2017 → 05/2018

Springifeld Parking Company

Springfield, MO
01/2019 → 05/2019

Good Spirits Concepts

Springfield, MO
03/2020 → 12/2021

Bank Of America, N.A.

Sioux Falls, SD
12/2021 → 05/2022

Unemployed

Sioux Falls, SD
05/2022 → 09/2022

Raymond James Financial Services Advisors, Inc

Overland Park, KS
05/2022 → 09/2022

Keating

Overland Park, KS
03/2025 → Present

Ep Wealth Advisors, Llc.

Torrance, CA
09/2022 → 02/2025

Infinitas

Overland Park, KS

Previous Registrations

2022-10-21 → 2025-02-25

Commonwealth Financial Network

Overland Park, KS
2022-06-06 → 2022-09-29

Raymond James Financial Services Advisors, Inc

Overland Park, KS
2021-01-05 → 2021-12-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Sioux Falls, SD

Sioux Falls, SD

Sioux Falls, SD

Jacksonville, FL

Other Businesses

KJL Talent Solutions, non investment related, no address as this is a virtual company, nature: recruiting firm, position/title: owner/founder, start: Jan 1, 2026, 10hrs/week outside business hours, duties: All responsibilities are limited to HR/recruiting functions

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-04

S66 Uniform Combined State Law Examination

2021-01-04

Designations

Certified Financial Planner

Other Names

Keaton James Leslie
Keaton Leslie

View on SEC IAPD