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100 Crescent Ct. Suite 700, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-01 |
Branch Locations
100 Crescent Ct. Suite 700, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Children'S Health System Of Texas | Dallas | TX | 05/2014 | 08/2019 |
| Pacenote Capital Llc | Austin | TX | 08/2019 | 08/2020 |
| Ba Securities, Llc | W. Conshohocken | PA | 09/2019 | 03/2020 |
| Seaport Global Securities Llc | New York | NY | 09/2020 | 12/2023 |
| Carbonado Partners Llc | Dallas | TX | 09/2020 | 12/2023 |
| Paradigm Institutional Investors | Dallas | TX | 10/2023 | 12/2025 |
| Crewe Capital, Llc | Salt Lake City | UT | 12/2023 | Present |
| Paradigm Global Investors | Dallas | TX | 09/2025 | Present |
(1) CREWE CAPITAL, INVESTMENT RELATED: YES, ADDRESS: SALT LAKE CITY, UT 84101, NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REP, START DATE 2023, HRS/MONTH DEVOTED TO OTHER BUSINESS: 4 HRS/MONTH DURING TRADING HOURS 1, DUTIES: INTRODUCTIONS (2) BLUE DOLPHIN ENERGY (BDCO), INVESTMENT RELATED: NO, ADDRESS: HOUSTON, TX 77002, NATURE OF BUSINESS: REFINING OF OIL & GAS, POSITION: MEMBER OF THE BOARD OF DIRECTORS, START DATE: 11/2015, APP. # OF HRS/MONTH DEVOTED: HR. APP # OF HRS. DEVOTED DURING TRADING HRS: 1HR, DUTIES: DISCUSSION OF FIRM STRATEGY, REVIEWING AUDITS, AND APPROVING SEC FILINGS (3) BRIDGEWAY CAPITAL MANAGEMENT, INVESTMENT RELATED: YES. ADDRESS: HOUSTON, TX 77046, NATURE: QUANTITATIVE VALUE BASED INVESTMENT MANAGEMENT, POSITION: INDEPENDENT DIRECTOR, START DATE: 2125/21, HRS/MONTH: 1 HRS/MONTH, DURING TRADING HOURS: 1, DUTIES: STRATEGIC ADVISORY, FOCUSED ON BUSINESS GROWTH AND MARKET POSITIONING. (4) TEXAS EMPLOYEE RETIREMENT SYSTEM, INVESTMENT RELATED: YES, ADDRESS: AUSTIN, TX, NATURE: STATE PENSION. POSITION/TITLE: INVESTMENT COMMITTEE. START DATE: 03/2022, HRS/MONTH DEVOTED TO OTHER BUSINESS: 1 HRS/MONTH. DURING TRADING HOURS: 1, DUTIES: GOVERNANCE, PROVIDE RECOMMENDATIONS TO THE BOARD (5) DALLAS PENSION FIRE AND POLICE, INVESTMENT RELATED: YES. ADDRESS: DALLAS. TX 75219, NATURE: CITY PENSION. POSITION/TITLE: INVESTMENT COMMITTEE MEMBER, START DATE: 1/2022, HRS/MONTH DEVOTED TO OTHER BUSINESS: 1 HRS/MONTH, DURING TRADING HOURS: 1, DUTIES: PROVIDE THOUGHTS ON STAFF AND CONSULTANT PROPOSALS. (6) AMERICAN HEART ASSOCIATION, INVESTMENT RELATED: NO. ADDRESS: DALLAS. TX 75231, NATURE: FOUNDATION. POSITION/TITLE: INVESTMENT COMMITTEE MEMBER, START DATE: 7/1/21, HRS/MONTH DEVOTED TO OTHER BUSINESS: 1. HRS/MONTH DURING TRADING HOURS: 1, DUTIES: INVESTMENT COMMITTEE MEMBER - ACT AS COUNSEL ON INVESTMENT ALLOCATION AND MANAGER DECISIONS. (7) DALLAS PARKLAND HOSPITAL, INVESTMENT RELATED:YES, ADDRESS: DALLAS, TX, NATURE: HOSPITAL, POSITION/TITLE: INVESTMENT COMMITTEE MEMBER, START DATE: 8/2021, HRS/MONTH DEVOTED TO OTHER BUSINESS: 1 HRS/MONTH, DURING TRADING HOURS: 1, DUTIES: REVIEW ASSET ALLOCATION. (8) WENDELL RHOADS CONSULTING, INVESTMENT RELATED: NO, ADDRESS: DALLAS, TX 75248, NATURE: PERFORMANCE COACHING AND EMPLOYEE DEVELOPMENT FOR ASSET MANAGEMENT FIRMS, POSITION/TITLE: BOARD MEMBER / STRATEGIC ADVISOR, START DATE: 6/2023, HRS/MONTH DEVOTED TO OTHER BUSINESS: 3 HRS/YEAR, HRS/MONTH DURING TRADING HOURS: 0 DUTIES: PROVIDING STRATEGIC ADVICE ON MARKETING. (9) PORTFOLIOS WITH PURPOSE, INVESTMENT RELATED: NO. ADDRESS: NEW YORK, NY 10018, NATURE: NOT FOR PROFIT FOCUSED ON TEACHING INVESTMENT LITERACY TO UNDER REPRESENTED, POSITION/TITLE: BOARD OF DIRECTORS, START DATE: 8/2021, HRS/MONTH DEVOTED TO OTHER BUSINESS: 2 HRS/MONTH, HRS/MONTH DURING TRADING HOURS: 1, DUTIES: TEACHING/MAKING INTRODUCTIONS. (10) SUITUP INCORPORATED, INVESTMENT RELATED: NO. ADDRESS: NEW YORK, NY 10004, NATURE: NOT FOR PROFIT THAT ORGANIZES EDUCATAIONAL COMPETITIONS ACROSS THE U.S., POSITION/TITLE: BOARD MEMBER, START DATE: 5/2026, HRS/MONTH DEVOTED TO OTHER BUSINESS: 1 HR/MONTH, HRS/MONTH DURING TRADING HOURS: 1, DUTIES: GALA SUPPORT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-14 |
| S66 | Uniform Combined State Law Examination | 2004-08-19 |
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