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Thomas Marc Young

7Th Harvest Investments

Dallas, TX

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Current Employers
7Th Harvest Investments

17250 Dallas Parkway, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-20
  • TX RA
    APPROVED
    Since 2017-05-20

Branch Locations

17250 Dallas Parkway, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sws Financial Services - Hilltop Richardson TX 01/1994 05/2017
7Th Harvest Investments Dallas TX 05/2017 Present
  • 01/1994 → 05/2017
    Sws Financial Services - Hilltop
    Richardson, TX
  • 05/2017 → Present
    7Th Harvest Investments
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-27
S63 Uniform Securities Agent State Law Examination 1983-04-18
  • S65 Uniform Investment Adviser Law Examination
    2017-02-27
  • S63 Uniform Securities Agent State Law Examination
    1983-04-18
Other Names
  • Thomas Marc Young
  • Thomas Mark Young
  • Thomas Mark Young

View on SEC IAPD

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