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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-14 |
Branch Locations
710 Lakeway Dr Ste 250, Sunnyvale, CA 94085-4046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Polaris Advisory Inc | Sunnyvale | CA | 02/2020 | 09/2022 |
| San Jose State University | San Jose | CA | 08/2019 | 02/2020 |
| Premierone Credit Union | Sunnyvale | CA | 06/2019 | 08/2019 |
| Citibank | Santa Clara | CA | 04/2018 | 05/2019 |
| Victoria Secret | Santa Clara | CA | 09/2015 | 07/2017 |
| Lpl Financial, Llc | Sunnyvale | CA | 02/2020 | Present |
| San Jose State University | San Jose | CA | 07/2017 | 04/2018 |
1. 11/18/2022 - POLARIS ADVISORY, INC./ DBA NAME FOR LPL FINANCIAL BUSINESS/ INVESTMENT RELATED/ 0%/ SUNNYVALE, CA 2. 01/01/2022 - TAM THANH/ BUSINESS OWNER - AMAZON RESELLING/ NOT INVESTMENT RELATED/ 0%/ SAN JOSE, CA 3. 01/01/2020 - DOOR DASH/ OUTSIDE/W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 0%/ SAN JOSE, CA 4. 01/01/2020 - TAM THANH/ BUSINESS OWNER - EBAY RESELLING/ NOT INVESTMENT RELATED/ 0%/ SAN JOSE, CA 5. 01/01/2022 - TLMT LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 0%/ SAN JOSE, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
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