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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-27
  • TN RA
    APPROVED
    Since 2023-09-27

Branch Locations

240 Forest Avenue Suite 202, Chattanooga, TN 37405 • United States

Mount Juliet, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Logans Roadhouse Chattanooga TN 02/2016 05/2018
Dicks Sporting Goods Chattanooga TN 09/2015 12/2018
Black Creek Chattanooga TN 05/2017 08/2019
American Logistics Chattanooga TN 08/2018 02/2020
Raymond James Financial Services, Inc Chattanooga TN 02/2020 07/2023
True North Advisors Chattanooga TN 02/2020 07/2023
Raymond James Financial Services Advisors Chattanooga TN 07/2022 07/2023
Pax Wealth Group Chattanooga TN 09/2023 Present
Raymond James Financial Services, Inc. Chattanooga TN 09/2023 Present
Raymond James Financial Services Advisors, Inc. Chattanooga TN 09/2023 Present
Westbound Honky-Tonk Chattanooga TN 11/2019 Present
  • 02/2016 → 05/2018
    Logans Roadhouse
    Chattanooga, TN
  • 09/2015 → 12/2018
    Dicks Sporting Goods
    Chattanooga, TN
  • 05/2017 → 08/2019
    Black Creek
    Chattanooga, TN
  • 08/2018 → 02/2020
    American Logistics
    Chattanooga, TN
  • 02/2020 → 07/2023
    Raymond James Financial Services, Inc
    Chattanooga, TN
  • 02/2020 → 07/2023
    True North Advisors
    Chattanooga, TN
  • 07/2022 → 07/2023
    Raymond James Financial Services Advisors
    Chattanooga, TN
  • 09/2023 → Present
    Pax Wealth Group
    Chattanooga, TN
  • 09/2023 → Present
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 09/2023 → Present
    Chattanooga, TN
  • 11/2019 → Present
    Westbound Honky-Tonk
    Chattanooga, TN
Previous Registrations
Other Businesses

(1)Name of Business: Pax Wealth Group Address: 211 Hillview Dr, Mt. Juliet, TN, 37122, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/23/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Associate to help facilitate everyday tasks at the branch. (2)Name of Business: Westbound Honky-Tonk Address: 24 Station Street, Chattanooga, TN, 37408, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 11/01/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bartender

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-18
  • S66 Uniform Combined State Law Examination
    2022-07-18

View on SEC IAPD

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