Katherine Louise Hart

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1998 → Present
  Hart Health Care Consultants
  Miami, FL
• 04/2009 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Coral Gables, FL

Previous Registrations

• 2009-04-14 → 2018-02-15
  Invest Financial Corporation
  Fort Lauderdale, FL
  Clearwater, FL
  Coral Gables, FL
  Coral Gables, FL
  Appleton, WI
• 2003-06-17 → 2009-04-15
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Miami, FL
  Clearwater, FL
• 1999-05-11 → 2003-06-30
  Spc
  Coral Gables, FL

Other Businesses

1. 02/14/2018 - HART FINANCIAL GROUP - Not Investment Related - 1450 MADRUGA AVE STE 306A CORAL GABLES FL 33146 - Other - President - Start Date 05/01/2014. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life - term, LTC, Disability, Annuities. 3. 02/14/2018 - ASSET PLANNING GROUP, INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/1998 - 120 Hours Per Month.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-08-11

Designations

• Certified Financial Planner

Other Names

• Kathy Hart