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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-10 |
Branch Locations
2700 North Central Avenue, 12Th Floor, Phoenix, AZ 85004 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 04/2014 | 06/2025 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 05/2021 | 06/2025 |
| Charles Schwab Premiere Bank | Phoenix | AZ | 05/2021 | 06/2025 |
| Charles Schwab Trust Bank | Phoenix | AZ | 05/2021 | 06/2025 |
| Cambridge Investment Research, Inc. | Phoenix | AZ | 06/2025 | Present |
| Cambridge Investment Research, Inc. | Phoenix | AZ | 06/2025 | Present |
1. NICHOLAS KOLB, 10353 W. Rosewood Lane, Peoria AZ 85383, United States, 06/2025, AGENT, REAL ESTATE, NIR, 25 HR/MO - 0 HR/MO TRADING. 2. STERLING PROPERTY HOLDINGS, LLC, 10353 W. Rosewood Lane, Peoria AZ 85383, United States, 09/23/2025, Managing Member, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-09 |
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